Disclosure Statement
Disclosure Statement
At Crest Wealth Investment, we believe transparency is the foundation of trust. This disclosure statement outlines important information about our services, compensation, and fiduciary responsibilities to help you make informed financial decisions
Registered Investment Advisor
Crest Wealth Investment is a registered investment advisor, providing financial planning and investment management services to individuals, families, and businesses. Registration does not imply a specific level of skill or training, but it signifies that our firm complies with the regulatory requirements set forth by the Securities and Exchange Commission (SEC) or applicable state authorities.
Fiduciary Responsibility
As fiduciaries, we are legally and ethically obligated to act in the best interests of our clients. Every recommendation we make is designed to align with your financial goals, risk tolerance, and personal values — not our own compensation or benefit.
Compensation and Fees
We offer transparent, fee-based advisory services. Our compensation may include management fees, hourly consulting fees, or flat-rate financial planning packages. We do not earn commissions or incentives from product sales, ensuring that our guidance remains unbiased and client-centered.
Investment Risk
All investments involve risk, including the potential loss of principal. Past performance is not indicative of future results. Clients should understand that market conditions, economic changes, and other external factors can affect investment performance.
Privacy and Confidentiality
We value your privacy and protect all personal and financial data in accordance with federal and state privacy regulations. Client information is never sold or shared with third parties without consent, except as required by law.
Conflicts of Interest
We strive to identify and mitigate any potential conflicts of interest. When such situations arise, they are disclosed clearly and managed with transparency and integrity.